Compliance CONFERENCE

Wednesday, August 14th

8:30am to 3:30pm

Ritz Charles in Carmel

12156 N. Meridian St.

Carmel, IN 46032

Last chance to register! 
REGISTRATION DEADLINE - AUGUST 1ST!!!

IMBA's Education Committee is pleased to announce that registration is now open for our 2024 Compliance Conference!

As in past years we have a valuable agenda that will cover Compliance Challenges for the Future, DFI Recent Audit Findings, Fair Lending, a panel discussion on Quality Control and Fraud.

Agenda:

8:30 – 9:00 am Registration & Networking

9:00 – 10:00 am Compliance Challenges for the Future
Julia Gutierrez, Compliance Alliance
Compliance always seems to present its own set of challenges for financial institutions. This session will highlight some those challenges and focus on what we may expect to see if the future. We will touch on areas such fair lending as this remains a hot button topic among examiners, fraud as it continues to be an ever-growing issue around the country, AI as we are learning and navigating a new way of conducting business, and several other areas of compliance.  We will discuss not only the challenges of these compliance areas, but the importance of staying abreast of the regulations and examiner expectations to avoid mishaps and to achieve compliance success.

10:00-10:15 am Refreshment Break with Exhibitors

10:15 – 11:15 am Recent Audit Findings by the Department of Financial Institutions
Miranda Bray, Department of Financial Institutions
Nicole Buskill, Department of Financial Institutions
Mitch Bowers, Department of Financial Institutions
Tanner Powell, Department of Financial Institutions

11:15 – 11:30 am Refreshment Break with Exhibitors

11:30 am - 12:15 pm Quality Control Panel Discussion
Moderator: Joel Sheer, Ruoff Mortgage
Rob Green, GVC Mortgage
Marty Dishman, FORUM Credit Union
Michael Eising, Ruoff Mortgage

12:15 – 1:15 pm Lunch

1:15 – 2:15 pm Fair Lending
Paul Osborne, Crowe, LLP
Every year bankers are sometimes blindsided with questions from regulators during an examination that come out of nowhere, and they are not necessarily prepared.  “We would like to see your ROA (reevaluation of appraisal) process.”  Or…“Can you provide an expense reimbursement spreadsheet for ALL of your mortgage lending professionals?”  “Please (sometimes examiners say please) provide a detailed process for evaluating income from applicants…from w-2s, tax returns, 1099s, etc.”  Expectations are changing as it relates to Fair BANKING.  This session will present some recent, real-life, scenarios that have been encountered by banks during recent Fair Lending examinations that will provide insight as to thinking outside the box to be prepared for their next examination.

2:15 – 2:30 pm Refreshment Break with Exhibitors

2:30 – 3:30 pm Mortgage Bankers: Fight Fraud, Forgery and Fabrication 
Jim Rechel, The Rechel Group

3:30 pm Conference Adjourns

Thank you to our Conference Sponsors!